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Junior Retail & Institutional Dealer / Trade Support Analyst - Equities Execution - APP Securities

The equities trading business is currently experiencing a period of exciting growth and seeks a motivated professional to join our Equities Execution desk in the capacity as a junior retail and institutional dealer/ trade support analyst.


Junior Dealer / Trade Support Analyst

  • Based in Sydney CBD
  • Financial service industry experience
  • Experience around dealing rules and understanding of Compliance.
  • Timely placement and monitoring of orders on ASX / Chi-X/ SSX and International equity for clients (both institutional and retail) with a high level of customer service.
  • Ensuring that all transactions are in accordance with the ASX Operating Rules, Chi-X Operating rules, ASIC Market Integrity Rules, the Corporations Act and all internal policies and procedures.
  • Management of Counterparty Risk and requisite compliance
  • SME on all new product and technology changed within the dealing environment
  • Work and support a team of Sales Traders and Retail advisors across the business.
  • Maintaining relationships with various technology providers and execution venues.
  • Assisting the Front Office team with Client Account Opening, Allocation of trades and risk management.

Qualifications/ Experience Required:

  • Direct experience in a DTR capacity within a Wealth, Retail or Institutional environment
  • RG146 qualification
  • Exposure to IRESS.
  • Strong interest in technology
  • Strong organizational skills
  • Impeccable communications both written and verbal
  • Ability to work under pressure
  • 1 to 2 years experience.


  • Requisite accreditation including ASX DTR qualification.
  • Exposure to Bloomberg and other trading/ market data platforms.
  • Ability to drive multiple projects simultaneously
  • Exposure to Operational functions including Client Account Opening, allocation of trades and risk management.
  • Bilingual in Mandarin and English.

Please note that all applications will be treated confidentially and only short-listed candidates will be contacted.

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